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Compliance Consultant

Swoon
locationOakland, CA, USA
PublishedPublished: 6/14/2022
Full Time

Job Description


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Responsibilities

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  • Provide strategic guidance coaching and hands-on support to Electric sub-functions to strengthen and mature the compliance program and improve performance
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  • Develop innovative tools and solutions to support/improve compliance program maturity
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  • Assess Electric sub-function compliance programs
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  • Perform compliance validation activities and testing controls for design and operating effectiveness
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  • Supports the development and implementation of Electrics Compliance Controls Program by providing expert advisory support to cross-functional partners operations engineering SMEs compliance support teams to strengthen controls evidence capture process consistency and develop compliance metrics
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  • Leads or supports maintaining a complete and accurate inventory of regulatory requirements including identifying requirement owners and mapping requirement to guidance documents controls and trainings
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  • Performs and oversees analysis of compliance metrics evidence and documentation to identify gaps trends and areas for improvement
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  • Develops and/or supports maintenance of guidance documents procedures templates and job aids that support compliance maturity
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  • Identifies new or changing regulatory operational or risk concerns that may impact maturity expectations and recommends updates to programs or tools
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  • Conducts and supports compliance reviews with Electric sub-function leaders facilitating compliance assessments and recommending corrective actions aligned to regulatory requirements and risk priorities
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  • Prepares and delivers clear executive-ready reports and briefings on compliance maturity performance risks and opportunities for improvement
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  • Serves as a subject matter expert on compliance program maturity practices supporting knowledge sharing/benchmarking across the organization
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  • Evaluate and analyze regulatory requirement and internal commitment challenges to determine extent of condition and remediation efforts
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  • Develop and present program challenges and program improvement recommendations to directors and officers
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  • Works independently with minimal guidance on complex risk and compliance issues with critical impact
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  • Develops and coordinates preparation of presentation materials for various levels of management up to and including senior vice president
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  • Leads and develops materials for training and educating coworkers about compliance management principles
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  • Assist with other compliance-related projects and activities as directed.
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Qualifications

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  • Bachelor's degree or equivalent experience
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  • 5 years of related experience or equivalent with steady progression of responsibilities
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  • Proven ability to design and lead implementation of compliance governance models that drive operational alignment and accountability
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  • Strong understanding of utility operations and asset management with the ability to translate regulatory expectations into field-executable strategy
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  • Demonstrated success leading cross-functional high-impact initiatives through risk-based planning change leadership and strategic execution
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  • Executive communication skills and presence with experience delivering high-impact presentations and updates to senior leadership and external stakeholders
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  • Ability to align compliance strategy with enterprise goals influencing direction across functions through collaboration insight and strategic clarity
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  • Strong problem-solving project/change management and communication skills
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  • Deep knowledge of utility regulatory frameworks e.g. CPUC FERC NERC WECC and how they inform enterprise compliance strategy
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  • Proven ability to design and lead implementation of compliance governance models that drive operational alignment and accountability
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